Build institutional muscle with scalable compliance tools.
Automated monitoring tools to simplify and centralize daily compliance activities.
Configure risk parameters at both the client and firm levels
Key features
Compliance module
Masttro’s Compliance module is designed to simplify the management of risk profiles, review transactions, and ensure alignment with compliance standards. Strengthen compliance oversight with AML, KYC, alerts, complaints, and risk reviews. Reduces risk and helps firms meet regulatory obligations.
Particularly valuable for Registered Investment Advisors (RIAs) seeking to strengthen compliance infrastructure or consolidate oversight in a single platform. The module can also support Single and Multi-Family Offices, depending on their regulatory framework and operating model.
Automate compliance processes for regulatory confidence
Monitor all variables required to meet your jurisdiction’s regulatory standards
Streamline AML and KYC monitoring
Track deviations from investment policy statements
Manage concentration risk thresholds
Detect unusual or restricted activities, set anti-money laundering alerts, and track portfolio deviations
Configure risk parameters at both the client and firm levels
Automate your compliance processes
Designed to ensure transparency, trust, and operational efficiency, the Compliance module provides embedded tools that allow you to configure and monitor variables to help meet regulatory standards. Simplify the management of risk profiles, review transactions, and ensure alignment with compliance standards.
Strategic risk management
Streamline AML and KYC monitoring, with advanced KYC functionality including custom questionnaire fields. For connected investment accounts using Masttro’s Portfolio Management modules, track deviations from investment policy statements, manage concentration risk thresholds, and support strategic alignment.
Maintain compliance clarity
Get a clear view of your firm’s compliance status through an interactive dashboard displaying key alerts. Enable/disable different types of alerts, according to your needs.
Easily adapt compliance standards to specific jurisdictions and manage high-value transactions.
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Track crucial alert categories
Transactional alerts (detect unusual or restricted activities), Anti-money laundering alerts, and Portfolio alerts (track deviations from investment parameters).
Configure custom parameters
Define risk parameters at the client and firm levels using weighted factors aligned with Mexican regulatory standards and CNBV guidelines. Assessments are available through configurable compliance reports to support audits and regulatory reviews.
Configure transactional profiles with default tolerance settings at the firm level, and add high-risk individuals or entities to a watchlist screening list for ongoing monitoring.
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